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Identiv, Inc. Director's Dealing 2017

Dec 26, 2017

34292_dirs_2017-12-26_a5bc78ec-a1c5-4973-a36c-ed800f0081bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2017-12-21

Reporting Person: 21 APRIL FUND, LTD. (10% Owner)
Reporting Person: First Eagle Investment Management, LLC (10% Owner)
Reporting Person: First Eagle Holdings, Inc. (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-21 Series B Non-Voting Convertible Preferred Stock $4.00 P 2388461 Acquired Common Stock (2388461) Direct
2017-12-21 Series B Non-Voting Convertible Preferred Stock $4.00 P 611539 Acquired Common Stock (611539) Indirect

Footnotes

F1: See Exhibit 99.1, Note 1.

F2: See Exhibit 99.1, Note 2.

F3: See Exhibit 99.1, Note 3.

F4: See Exhibit 99.1, Note 4.