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Identiv, Inc. — Director's Dealing 2014
Dec 3, 2014
34292_dirs_2014-12-03_b2d0e6c1-b940-4e25-8709-c93d1373ee67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2014-11-30
Reporting Person: Wenzel Daniel S.C. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-30 | Common Stock | M | 2247 | $11.55 | Acquired | 21819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-30 | Restricted Stock Unit | $ | M | 2247 | Disposed | Common Stock (2247) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 745352 | Indirect |
| Common Stock | 50257 | Indirect |
Footnotes
F1: Reflects 643,166 shares directly held by Mountain Partners AG and 102,186 shares indirectly held by Mountain Partners AG. Mr. Wenzel is a member of the board of directors of Mountain Partners AG. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest herein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.
F3: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting in four equal quarterly installments beginning 8/31/2014, provided the grant becomes completely vested by the date of the 2015 Annual Stockholder Meeting. Vested shares will be delivered to the reporting person on the vesting date.