Ideal Power Inc. — Director's Dealing 2019

Apr 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ideal Power Inc. (IPWR)
CIK: 0001507957
Period of Report: 2019-04-04

Reporting Person: BELL LON E (Director, CEO and President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-04	Option to Purchase Stock	$5.49	D	12742	Disposed	2024-01-02	Common Stock (12742)	Direct
2019-04-04	Option to Purchase Stock	$7.32	D	12834	Disposed	2025-01-02	Common Stock (12834)	Direct
2019-04-04	Option to Purchase Stock	$7.94	D	12646	Disposed	2026-01-04	Common Stock (12646)	Direct
2019-04-04	Option to Purchase Stock	$3.15	D	27875	Disposed	2027-01-03	Common Stock (27875)	Direct

Footnotes

F1: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2: The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014.

F3: The right to purchase the common stock vests as follows: the right to purchase 3,208 shares of common stock vests on March 31, 2015; the right to purchase 3,209 shares of common stock vests on June 30, 2015; the right to purchase 3,208 shares of common stock vests on September 30, 2015; and the right to purchase 3,209 shares vests on December 31, 2015.

F4: The right to purchase the common stock vests as follows: the right to purchase 3,161 shares of common stock vests on March 31, 2016; the right to purchase 3,162 shares of common stock vests on June 30, 2016; the right to purchase 3,161 shares of common stock vests on September 30, 2016; and the right to purchase 3,162 shares vests on December 31, 2016.

F5: The right to purchase the common stock vests as follows: the right to purchase 6,968 shares of common stock vests on March 31, 2017; the right to purchase 6,969 shares of common stock vests on June 30, 2017; the right to purchase 6,969 shares of common stock vests on September 30, 2017; and the right to purchase 6,969 shares vests on December 31, 2017.

F6: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.