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Ideal Power Inc. — Director's Dealing 2017
Mar 6, 2017
34661_dirs_2017-03-06_deefffa4-88ec-4bf2-9319-5d8e7582cddf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ideal Power Inc. (IPWR)
CIK: 0001507957
Period of Report: 2017-03-03
Reporting Person: BAUM MARK L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-03 | Common Stock | P | 7800 | $2.535 | Acquired | 33698 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-03 | Common Stock Warrants | $2.41 | P | 7800 | Acquired | 2020-03-03 | Common Stock (7800) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29063 | Indirect |
Footnotes
F1: The reported securities are included within the securities purchased by the reporting person for $2.535 per share of common stock together with a warrant to purchase one share of common stock.
F2: The securities are owned by Beadore Trust dated March 20, 2015. The reporting person has voting and investment control over the securities.
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