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Ideal Power Inc. Director's Dealing 2017

Mar 6, 2017

34661_dirs_2017-03-06_deefffa4-88ec-4bf2-9319-5d8e7582cddf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ideal Power Inc. (IPWR)
CIK: 0001507957
Period of Report: 2017-03-03

Reporting Person: BAUM MARK L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-03 Common Stock P 7800 $2.535 Acquired 33698 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-03 Common Stock Warrants $2.41 P 7800 Acquired 2020-03-03 Common Stock (7800) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29063 Indirect

Footnotes

F1: The reported securities are included within the securities purchased by the reporting person for $2.535 per share of common stock together with a warrant to purchase one share of common stock.

F2: The securities are owned by Beadore Trust dated March 20, 2015. The reporting person has voting and investment control over the securities.