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Ideal Power Inc. Director's Dealing 2014

Jan 8, 2014

34661_dirs_2014-01-08_53e10bdd-52fd-441d-93a2-c7087e7fd398.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ideal Power Inc. (IPWR)
CIK: 0001507957
Period of Report: 2014-01-02

Reporting Person: EISENHAURE DAVID B (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-03 Common Stock A 3611 $5 Acquired 3611 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-02 Option to Purchase Common Stock $5.49 A 12742 Acquired 2024-01-02 Common Stock (12742) Direct

Footnotes

F1: The shares of common stock were issued to the reporting person as compensation for his service as a director, which began on August 20, 2013.

F2: This amount includes 1,130 shares of common stock that had been accrued for the reporting person through September 30, 2013 as compensation for his services as a director and reported on a Form 3 filed by the reporting person on November 21, 2013.

F3: The option was issued from the Ideal Power Converters, Inc. 2013 Equity Incentive Plan.

F4: The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014.