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Ideal Power Inc. — Director's Dealing 2014
Jan 8, 2014
34661_dirs_2014-01-08_53e10bdd-52fd-441d-93a2-c7087e7fd398.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ideal Power Inc. (IPWR)
CIK: 0001507957
Period of Report: 2014-01-02
Reporting Person: EISENHAURE DAVID B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-03 | Common Stock | A | 3611 | $5 | Acquired | 3611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Option to Purchase Common Stock | $5.49 | A | 12742 | Acquired | 2024-01-02 | Common Stock (12742) | Direct |
Footnotes
F1: The shares of common stock were issued to the reporting person as compensation for his service as a director, which began on August 20, 2013.
F2: This amount includes 1,130 shares of common stock that had been accrued for the reporting person through September 30, 2013 as compensation for his services as a director and reported on a Form 3 filed by the reporting person on November 21, 2013.
F3: The option was issued from the Ideal Power Converters, Inc. 2013 Equity Incentive Plan.
F4: The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014.