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Ideal Power Inc. — Director's Dealing 2013
Nov 22, 2013
34661_dirs_2013-11-21_a9aa54b5-07e0-46e1-a7ac-419425ce4391.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Ideal Power Inc. (IPWR)
CIK: 0001507957
Period of Report: 2013-11-21
Reporting Person: Bundschuh Paul (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44780 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $0.813 | 2022-05-12 | Common Stock (1228) | Direct | |
| Stock Option | $0.795 | 2022-08-25 | Common Stock (1281) | Direct | |
| Stock Option | $2.971 | 2020-06-30 | Common Stock (11781) | Direct | |
| Stock Option | $2.971 | 2020-09-30 | Common Stock (5890) | Direct | |
| Stock Option | $2.971 | 2022-12-31 | Common Stock (5890) | Direct | |
| Stock Option | $5 | 2023-07-19 | Common Stock (104998) | Direct | |
| Warrant | $6.3276 | 2019-04-12 | Common Stock (2054) | Direct | |
| Convertible Promissory Note | $5 | Common Stock (2851) | Direct |
Footnotes
F1: The right to purchase one-third of the shares of common stock vests on each of December 31, 2103, December 31, 2014, and December 31, 2015.
F2: The convertible promissory note will be paid on the earlier of (i) the completion of the Company's initial public offering, or (ii) December 31, 2013. Upon the completion of an initial public offering, the convertible promissory note, including all accrued interest, will be paid with shares of the Company's common stock at the public offering price. For purposes of this report, we have accrued shares for the payment of interest through the date of this filing.