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ICHOR HOLDINGS, LTD. — Director's Dealing 2019
Feb 19, 2019
32686_dirs_2019-02-19_ba7f4025-aca7-4c45-a570-badec5fe991f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ICHOR HOLDINGS, LTD. (ICHR)
CIK: 0001652535
Period of Report: 2019-02-13
Reporting Person: BARROS PHILIP RYAN SR. (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-13 | Ordinary Shares, par value $0.0001 | M | 4440 | $14.90 | Acquired | 33062 | Direct |
| 2019-02-13 | Ordinary Shares, par value $0.0001 | M | 11592 | $9.42 | Acquired | 45194 | Direct |
| 2019-02-13 | Ordinary Shares, par value $0.0001 | M | 12425 | $17.14 | Acquired | 57619 | Direct |
| 2019-02-13 | Ordinary Shares, par value $0.0001 | S | 28457 | $21.57 | Disposed | 29162 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-13 | Option (right to buy) | $14.90 | M | 4440 | Disposed | 2019-03-12 | Ordinary Shares (4440) | Direct |
| 2019-02-13 | Option (right to buy) | $9.42 | M | 11592 | Disposed | 2023-03-17 | Ordinary Shares (11592) | Direct |
| 2019-02-13 | Option (right to buy) | $17.14 | M | 12425 | Disposed | 2024-04-13 | Ordinary Shares (12425) | Direct |
Footnotes
F1: Includes 25,500 unvested RSUs that were previously reported under Table II.
F2: The option vests as follows: 25% of the option vests on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.
F3: The option vests as follows: 25% of the option vests on March 17, 2017 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
F4: The option vests as follows: 25% of the option vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.