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ICHOR HOLDINGS, LTD. Director's Dealing 2017

Aug 16, 2017

32686_dirs_2017-08-15_985cc05c-df49-4362-8a22-585c10a11c1f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ICHOR HOLDINGS, LTD. (ICHR)
CIK: 0001652535
Period of Report: 2017-08-14

Reporting Person: ROHRS THOMAS M (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-14 Ordinary Shares, par value $0.0001 M 94480 $8.05 Acquired 125558 Direct
2017-08-14 Ordinary Shares, par value $0.0001 S 94480 $19.45 Disposed 31078 Direct
2017-08-15 Ordinary Shares, par value $0.0001 M 36287 $8.05 Acquired 67365 Direct
2017-08-15 Ordinary Shares, par value $0.0001 S 4298 $19.86 Disposed 63067 Direct
2017-08-15 Ordinary Shares, par value $0.0001 S 31989 $19.87 Disposed 31078 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-14 Option (right to buy) $8.05 M 47224 Disposed 2019-03-12 Ordinary Shares (47224) Direct
2017-08-15 Option (right to buy) $8.05 M 4298 Disposed 2019-03-12 Ordinary Shares (4298) Direct
2017-08-14 Option (right to buy) $8.05 M 47256 Disposed 2020-10-25 Ordinary Shares (47256) Direct
2017-08-15 Option (right to buy) $8.05 M 31989 Disposed 2020-10-25 Ordinary Shares (31989) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.

F3: The option vests as follows: 25% of the option grant vested on June 30, 2014 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.