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ICHOR HOLDINGS, LTD. — Director's Dealing 2017
Aug 24, 2017
32686_dirs_2017-08-24_83759fce-62c3-4b9f-bf6c-17f895baa342.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ICHOR HOLDINGS, LTD. (ICHR)
CIK: 0001652535
Period of Report: 2017-08-22
Reporting Person: CARSON MAURICE EUGENE (Director, President, CFO, and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-22 | Ordinary Shares, par value $0.0001 | M | 17146 | $8.05 | Acquired | 62146 | Direct |
| 2017-08-23 | Ordinary Shares, par value $0.0001 | S | 17146 | $18.50 | Disposed | 45000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-22 | Option (right to buy) | $8.05 | M | 17146 | Disposed | 2021-09-19 | Ordinary Shares (17146) | Direct |
Footnotes
F1: Option was exercised on August 22, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. for which the closing of the underwriters' over-allotment option occurred on August 23, 2017.
F2: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share.
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