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ICHOR HOLDINGS, LTD. — Director's Dealing 2016
Dec 8, 2016
32686_dirs_2016-12-08_01eee071-2867-4beb-af07-9650b8dbdada.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ICHOR HOLDINGS, LTD. (ICHR)
CIK: 0001652535
Period of Report: 2016-12-08
Reporting Person: CARSON MAURICE EUGENE (Director, See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 362255 | Direct |
| Ordinary Shares | 1086763 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to buy) | $1.00 | 2019-03-12 | Ordinary Shares (497918) | Direct | |
| Options (Right to buy) | $1.00 | 2021-09-19 | Ordinary Shares (1638181) | Direct |
Footnotes
F1: Represents (i) 362,255 restricted shares granted on September 19, 2014 pursuant to an award of which 25% vested on the one year anniversary of the grant date and the remainder vest ratably on a quarterly basis over a three year period thereafter and (ii) 724,508 restricted shares granted on September 19, 2014, which fully vest in the event of a qualified sale of the Registrant or an initial public offering provided that Mr. Carson's service as an executive officer and director of the Registrant does not terminate on or prior to the 91st day prior to such sale or initial public offering, as applicable.
F2: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option has fully vested.
F3: The option vests as follows: 25% of the option grant vested on September 19, 2015 and the remainder vests ratably on a quarterly basis over a three year period thereafter.