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Ibotta, Inc. — Director's Dealing 2024
Apr 18, 2024
32523_dirs_2024-04-17_7c44324f-2ee6-4239-92e0-e294c3c4546b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Ibotta, Inc. (IBTA)
CIK: 0001538379
Period of Report: 2024-04-17
Reporting Person: Swanson Luke Roy (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 800461 | Direct |
| Common Stock | 45045 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.05 | 2028-01-25 | Common Stock (21728) | Direct | |
| Employee Stock Option (Right to Buy) | $5.35 | 2028-11-13 | Common Stock (35000) | Direct | |
| Employee Stock Option (Right to Buy) | $12.75 | 2029-12-11 | Common Stock (39324) | Direct | |
| Employee Stock Option (Right to Buy) | $8.30 | 2030-12-08 | Common Stock (50000) | Direct | |
| Employee Stock Option (Right to Buy) | $22.20 | 2031-07-15 | Common Stock (71670) | Direct | |
| Employee Stock Option (Right to Buy) | $19.25 | 2032-02-08 | Common Stock (25000) | Direct | |
| Employee Stock Option (Right to Buy) | $10.40 | 2033-03-07 | Common Stock (40000) | Direct |
Footnotes
F1: Each share of Common Stock shall be reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock, subject to the applicable vesting schedule and conditions.
F3: The shares are held by Flat Tops Ventures, LLC, which is 1% owned by the Reporting Person and 99% owned by the Swanson 2021 Irrevocable Trust for the benefit of the Reporting Person's children.
F4: All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F5: 1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F6: 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F7: 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F8: 1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.