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Ibotta, Inc. — Director's Dealing 2024
Apr 22, 2024
32523_dirs_2024-04-22_aefea7ed-5b3f-4fda-bf77-58593d5994cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ibotta, Inc. (IBTA)
CIK: 0001538379
Period of Report: 2024-04-22
Reporting Person: Lehrman Thomas D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-22 | Common Stock | J | 4545 | — | Disposed | 0 | Direct |
| 2024-04-22 | Class A Common Stock | J | 4545 | — | Acquired | 4545 | Direct |
| 2024-04-22 | Common Stock | C | 359003 | — | Acquired | 359003 | Direct |
| 2024-04-22 | Common Stock | C | 172265 | — | Acquired | 172265 | Indirect |
| 2024-04-22 | Common Stock | C | 235452 | — | Acquired | 235452 | Indirect |
| 2024-04-22 | Common Stock | C | 267046 | — | Acquired | 267046 | Indirect |
| 2024-04-22 | Common Stock | J | 359003 | — | Disposed | 0 | Direct |
| 2024-04-22 | Common Stock | J | 172265 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Common Stock | J | 235452 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Common Stock | J | 267046 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 359003 | — | Acquired | 363548 | Direct |
| 2024-04-22 | Class A Common Stock | J | 172265 | — | Acquired | 172265 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 235452 | — | Acquired | 235452 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 267046 | — | Acquired | 267046 | Indirect |
| 2024-04-22 | Class A Common Stock | S | 89751 | $88 | Disposed | 273797 | Direct |
| 2024-04-22 | Class A Common Stock | S | 43066 | $88 | Disposed | 129199 | Indirect |
| 2024-04-22 | Class A Common Stock | S | 58863 | $88 | Disposed | 176589 | Indirect |
| 2024-04-22 | Class A Common Stock | S | 66761 | $88 | Disposed | 200285 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-22 | Series Seed Preferred Stock | $ | C | 67567 | Disposed | Common Stock (67567) | Direct | |
| 2024-04-22 | Series A Preferred Stock | $ | C | 24390 | Disposed | Common Stock (24390) | Direct | |
| 2024-04-22 | Series C Preferred Stock | $ | C | 172265 | Disposed | Common Stock (172265) | Direct | |
| 2024-04-22 | Series C-1 Preferred Stock | $ | C | 94781 | Disposed | Common Stock (94781) | Direct | |
| 2024-04-22 | Series C Preferred Stock | $ | C | 172265 | Disposed | Common Stock (172265) | Indirect | |
| 2024-04-22 | Series C Preferred Stock | $ | C | 172265 | Disposed | Common Stock (172265) | Indirect | |
| 2024-04-22 | Series C Preferred Stock | $ | C | 172265 | Disposed | Common Stock (172265) | Indirect | |
| 2024-04-22 | Series C-1 Preferred Stock | $ | C | 63187 | Disposed | Common Stock (63187) | Indirect | |
| 2024-04-22 | Series C-1 Preferred Stock | $ | C | 94781 | Disposed | Common Stock (94781) | Indirect |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").
F2: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3: Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F4: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F5: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F6: Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F7: The shares are held by Four Ways, LLC, of which the Reporting Person is a member and has voting and investment control ("Four Ways, LLC").
F8: The shares are held by Haystack Partners I LP, of which the Reporting Person is a partner and has voting and investment control ("Haystack Partners I LP").
F9: The shares are held by LFP 2, LLC, of which the Reporting Person is a member and has voting and investment control ("LFP 2, LLC").
F10: The shares are held by Four Ways, LLC.
F11: The shares are held by Haystack Partners I LP.
F12: The shares are held by LFP 2, LLC.
F13: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F14: Pursuant to the IPO, on April 17, 2024, the Issuer, the selling stockholders named in the Underwriting Agreement (as defined below) and the underwriters of the IPO (the "Underwriters") entered into an Underwriting Agreement (the "Underwriting Agreement"). Pursuant to the Underwriting Agreement, each of (i) the Reporting Person sold 89,751 shares of Class A Common Stock of the Issuer, (ii) Four Ways, LLC sold 43,066 shares of Class A Common Stock of the Issuer, (iii) Haystack Partners I LP sold 58,863 shares of Class A Common Stock of the Issuer, and (iv) LFP 2, LLC sold 66,761 shares of Class A Common Stock of the Issuer to the Underwriters at a per share sale price of $88.00. The per share sale price reported in this Form 4 does not reflect underwriting discounts.