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Ibotta, Inc. — Director's Dealing 2024
Apr 22, 2024
32523_dirs_2024-04-22_22ee082d-3434-41f0-a2e6-e023714dbfce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ibotta, Inc. (IBTA)
CIK: 0001538379
Period of Report: 2024-04-22
Reporting Person: SONSINI LARRY W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-22 | Common Stock | J | 64545 | — | Disposed | 0 | Direct |
| 2024-04-22 | Class A Common Stock | J | 64545 | — | Acquired | 64545 | Direct |
| 2024-04-22 | Common Stock | C | 191270 | — | Acquired | 191270 | Indirect |
| 2024-04-22 | Common Stock | C | 24390 | — | Acquired | 24390 | Indirect |
| 2024-04-22 | Common Stock | C | 6459 | — | Acquired | 6459 | Indirect |
| 2024-04-22 | Common Stock | C | 2153 | — | Acquired | 2153 | Indirect |
| 2024-04-22 | Common Stock | C | 12638 | — | Acquired | 12638 | Indirect |
| 2024-04-22 | Common Stock | J | 191270 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Common Stock | J | 24390 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Common Stock | J | 6459 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Common Stock | J | 2153 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Common Stock | J | 12638 | — | Disposed | 0 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 191270 | — | Acquired | 191270 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 24390 | — | Acquired | 24390 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 6459 | — | Acquired | 6459 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 2153 | — | Acquired | 2153 | Indirect |
| 2024-04-22 | Class A Common Stock | J | 12638 | — | Acquired | 12638 | Indirect |
| 2024-04-22 | Class A Common Stock | C | 1569 | $63.80 | Acquired | 1569 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-22 | Series Seed Preferred Stock | $ | C | 191270 | Disposed | Common Stock (191270) | Indirect | |
| 2024-04-22 | Series A Preferred Stock | $ | C | 24390 | Disposed | Common Stock (24390) | Indirect | |
| 2024-04-22 | Series C Preferred Stock | $ | C | 6459 | Disposed | Common Stock (6459) | Indirect | |
| 2024-04-22 | Series C Preferred Stock | $ | C | 2153 | Disposed | Common Stock (2153) | Indirect | |
| 2024-04-22 | Series C-1 Preferred Stock | $ | C | 12638 | Disposed | Common Stock (12638) | Indirect | |
| 2024-04-22 | Convertible Promissory Note | $63.80 | C | 1569 | Disposed | Class A Common Stock (1569) | Indirect |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").
F2: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3: Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F4: The shares are held by WS Investment Company LLC (2011A), of which the Reporting Person is a member and has voting and investment control.
F5: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F6: The shares are held by WS Investment Company, LLC (2013A), of which the Reporting Person is a member and has voting and investment control.
F7: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F8: The shares are held by WS Investment Company, LLC (2015A), of which the Reporting Person is a member and has voting and investment control.
F9: The shares are held by WS Investment Company, LLC (2015C), of which the Reporting Person is a member and has voting and investment control.
F10: Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
F11: The shares are held by WS Investment Company, LLC (2017A), of which the Reporting Person is a member and has voting and investment control.
F12: The shares are held by WS Investment Company, LLC (22A), of which the Reporting Person is a member and has voting and investment control.
F13: The principal amount of the Convertible Promissory Note (together with accrued interest thereon) automatically converted into shares of Class A Common Stock at a conversion price equal to $63.80. The Convertible Promissory Note has a maturity date of March 24, 2027. The treatment of the Convertible Promissory Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3.