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iBio, Inc. Director's Dealing 2013

Oct 17, 2013

35045_dirs_2013-10-17_0233a0a8-4cea-427b-881f-ed2c07dac6fb.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: iBio, Inc. (ibio)
CIK: 0001420720
Period of Report: 2013-10-15

Reporting Person: Eastern Capital LTD (10% Owner)
Reporting Person: Portfolio Services Ltd. (10% Owner)
Reporting Person: DART KENNETH BRYAN (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-15 Common Stock O 7500000 $0.4 Acquired 21960000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-15 Warrant (right to buy) $0.88 J 7500000 Disposed 2014-01-14 Common Stock (7500000) Direct
2013-10-15 Warrant (right to buy) $0.4 J 7500000 Acquired 2014-01-14 Common Stock (7500000) Direct
2013-10-15 Warrant (right to buy) $0.4 O 7500000 Disposed 2014-01-14 Common Stock (7500000) Direct

Footnotes

F1: The reported securities are common stock of the Issuer acquired pursuant to the exercise of a Warrant on October 15, 2013 at an exercise price per share of $0.40.

F2: The reported security is a Warrant that originally allowed the reporting persons to acquire up to 7,500,000 shares of common stock of the Issuer at an exercise price per share of $0.88 during the exercise period from January 14, 2013 until January 14, 2014. On October 15, 2013 the Warrant was amended to reduce the exercise price per share to $0.40 until November 12, 2013, after which time the exercise price will revert back to $0.88 until expiration of the Warrant on January 14, 2014. No consideration was paid or received by the reporting persons in connection with the amendment.

F3: On October 15, 2013, simultaneous with the amendment of the Warrant, Eastern Capital Limited exercised the Warrant in full.