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i3 Verticals, Inc. — Director's Dealing 2023
Aug 21, 2023
32182_dirs_2023-08-21_687c0418-31ab-48d0-9712-ed58cfb58b8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: i3 Verticals, Inc. (IIIV)
CIK: 0001728688
Period of Report: 2023-08-18
Reporting Person: MCKENNA TIMOTHY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-18 | Class A common stock, par value $0.0001 per share | M | 10000 | $13.00 | Acquired | 10000 | Direct |
| 2023-08-18 | Class A common stock, par value $0.0001 per share | F | 7313 | $22.32 | Disposed | 2687 | Direct |
| 2023-08-18 | Class A common stock, par value $0.0001 per share | S | 2687 | $22.27 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-18 | Stock Option (Right to Buy) | $13.00 | M | 10000 | Disposed | 2028-06-20 | Class A common stock, par value $0.0001 per share (10000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.