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i3 Verticals, Inc. — Director's Dealing 2021
Dec 6, 2021
32182_dirs_2021-12-06_f3879692-cbfc-4890-81e5-176e2883409b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: i3 Verticals, Inc. (IIIV)
CIK: 0001728688
Period of Report: 2021-12-02
Reporting Person: DAILY GREGORY S (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-02 | Class A common stock, par value $0.0001 per share | P | 37791 | $18.52 | Acquired | 37791 | Indirect |
| 2021-12-02 | Class A common stock, par value $0.0001 per share | P | 15579 | $19.06 | Acquired | 53370 | Indirect |
| 2021-12-03 | Class A common stock, par value $0.0001 per share | P | 28717 | $18.94 | Acquired | 82087 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock, par value $0.0001 per share | 84800 | Indirect |
| Class A common stock, par value $0.0001 per share | 10796 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.97 to $18.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
F2: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.97 to $19.13, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.81 to $19.00, inclusive.
F5: Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F6: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.