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HYSTER-YALE, INC. Director's Dealing 2021

Jan 6, 2021

32599_dirs_2021-01-06_26de9f05-f753-46f6-9a05-db14cadf6d5a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-01-01

Reporting Person: RANKIN CLAIBORNE R (Director, Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-01 Class A Common Stock A 578 Acquired 137255 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 35857 Indirect
Class A Common Stock 1978 Indirect
Class A Common Stock 377 Indirect
Class A Common Stock 635 Indirect
Class A Common Stock 4174 Indirect
Class A Common Stock 19 Indirect
Class A Common Stock 14567 Indirect
Class A Common Stock 32571 Indirect
Class A Common Stock 65824 Indirect
Class A Common Stock 155 Indirect
Class A Common Stock 292 Indirect
Class A Common Stock 80 Indirect
Class A Common Stock 100 Indirect
Class A Common Stock 1975 Indirect
Class A Common Stock 41932 Indirect
Class A Common Stock 41932 Indirect
Class A Common Stock 42120 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (64143) 64143 Indirect
Class B Common Stock $ Class A Common Stock (1978) 1978 Indirect
Class B Common Stock $ Class A Common Stock (2783) 2783 Indirect
Class B Common Stock $ Class A Common Stock (31) 31 Indirect
Class B Common Stock $ Class A Common Stock (26057) 26057 Indirect
Class B Common Stock $ Class A Common Stock (32571) 32571 Indirect
Class B Common Stock $ Class A Common Stock (104286) 104286 Indirect
Class B Common Stock $ Class A Common Stock (1975) 1975 Indirect
Class B Common Stock $ Class A Common Stock (123760) 123760 Indirect
Class B Common Stock $ Class A Common Stock (12098) 12098 Indirect
Class B Common Stock $ Class A Common Stock (12098) 12098 Indirect
Class B Common Stock $ Class A Common Stock (12098) 12098 Indirect

Footnotes

F1: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: N/A

F4: proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.