HYSTER-YALE, INC. — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2020-12-31

Reporting Person: RANKIN VICTOIRE G (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Class A Common Stock	G	8762	—	Disposed	4784	Indirect
2021-01-22	Class A Common Stock	S	4784	$55.50	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	8837	$55.50	Disposed	1434	Indirect
2021-01-22	Class A Common Stock	S	21916	$55.50	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	46182	$55.50	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	1087	$55.50	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	636	$55.50	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	292	$55.50	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Class B Common Stock	$	G	15673	Disposed		Class A Common Stock (15673)	Indirect
2021-01-22	Class B Common Stock	$	S	8567	Disposed		Class A Common Stock (8567)	Indirect
2021-01-22	Class B Common Stock	$	S	15807	Disposed		Class A Common Stock (15807)	Indirect
2021-01-22	Class B Common Stock	$	S	21916	Disposed		Class A Common Stock (21916)	Indirect
2021-01-22	Class B Common Stock	$	S	73166	Disposed		Class A Common Stock (73166)	Indirect
2021-01-22	Class B Common Stock	$	S	1721	Disposed		Class A Common Stock (1721)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1662	Indirect
Class A Common Stock	9600	Indirect
Class A Common Stock	14752	Indirect
Class A Common Stock	207310	Indirect
Class A Common Stock	19	Indirect
Class A Common Stock	1975	Indirect
Class A Common Stock	80	Indirect
Class A Common Stock	100	Indirect
Class A Common Stock	20987	Indirect
Class A Common Stock	59984	Indirect
Class A Common Stock	59984	Indirect
Class A Common Stock	377	Indirect
Class A Common Stock	635	Indirect
Class A Common Stock	105768	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (1926)	1926	Indirect
Class B Common Stock	$		Class A Common Stock (9600)	9600	Indirect
Class B Common Stock	$		Class A Common Stock (14160)	14160	Indirect
Class B Common Stock	$		Class A Common Stock (17556)	17556	Indirect
Class B Common Stock	$		Class A Common Stock (31)	31	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect
Class B Common Stock	$		Class A Common Stock (18625)	18625	Indirect
Class B Common Stock	$		Class A Common Stock (747)	747	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (21006)	21006	Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F5: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F6: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F7: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of ten promissory notes each in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F8: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F9: N/A

F10: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F11: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F12: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F13: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F14: BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

F15: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.