HYSTER-YALE, INC. — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2020-12-31

Reporting Person: BTR 2020 GST Trust f/b/o Helen R. Butler (Member of a group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2021-01-22	Class A Common Stock	P	478	$55.50	Acquired	1354	Indirect
2021-01-22	Class A Common Stock	P	2192	$55.50	Acquired	2192	Indirect
2021-01-22	Class A Common Stock	P	4618	$55.50	Acquired	4618	Indirect
2021-01-22	Class A Common Stock	P	64	$55.50	Acquired	64	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Class B Common Stock	$	G	1567	Acquired		Class A Common Stock (1567)	Indirect
2021-01-22	Class B Common Stock	$	P	857	Acquired		Class A Common Stock (857)	Indirect
2021-01-22	Class B Common Stock	$	P	2192	Acquired		Class A Common Stock (2192)	Indirect
2021-01-22	Class B Common Stock	$	P	7316	Acquired		Class A Common Stock (7316)	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F5: N/A

F6: N/A

F7: N/A

F8: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F9: N/A

F10: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F11: N/A

F12: N/A

F13: N/A

F14: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F15: N/A

F16: N/A