HYSTER-YALE, INC. — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2020-10-27

Reporting Person: RANKIN CLAIBORNE R (Director, Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-27	Class A Common Stock	G	65373	—	Disposed	451	Indirect
2020-10-27	Class A Common Stock	G	65373	—	Acquired	65373	Indirect
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2021-01-22	Class A Common Stock	P	7351	$55.50	Acquired	8227	Indirect
2021-01-22	Class A Common Stock	P	7352	$55.50	Acquired	8228	Indirect
2021-01-22	Class A Common Stock	P	7351	$55.50	Acquired	8227	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-27	Class B Common Stock	$	G	103572	Disposed		Class A Common Stock (103572)	Indirect
2020-10-27	Class B Common Stock	$	G	103572	Acquired		Class A Common Stock (103572)	Indirect
2020-12-31	Class B Common Stock	$	G	1567	Acquired		Class A Common Stock (1567)	Indirect
2020-12-31	Class B Common Stock	$	G	1567	Acquired		Class A Common Stock (1567)	Indirect
2020-12-31	Class B Common Stock	$	G	1567	Acquired		Class A Common Stock (1567)	Indirect
2021-01-22	Class B Common Stock	$	P	10365	Acquired		Class A Common Stock (10365)	Indirect
2021-01-22	Class B Common Stock	$	P	10365	Acquired		Class A Common Stock (10365)	Indirect
2021-01-22	Class B Common Stock	$	P	10365	Acquired		Class A Common Stock (10365)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	35857	Indirect
Class A Common Stock	1978	Indirect
Class A Common Stock	377	Indirect
Class A Common Stock	635	Indirect
Class A Common Stock	4174	Indirect
Class A Common Stock	19	Indirect
Class A Common Stock	14567	Indirect
Class A Common Stock	32571	Indirect
Class A Common Stock	155	Indirect
Class A Common Stock	292	Indirect
Class A Common Stock	80	Indirect
Class A Common Stock	100	Indirect
Class A Common Stock	1975	Indirect
Class A Common Stock	137255	Indirect
Class A Common Stock	41932	Indirect
Class A Common Stock	41932	Indirect
Class A Common Stock	42120	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (64143)	64143	Indirect
Class B Common Stock	$		Class A Common Stock (1978)	1978	Indirect
Class B Common Stock	$		Class A Common Stock (2783)	2783	Indirect
Class B Common Stock	$		Class A Common Stock (31)	31	Indirect
Class B Common Stock	$		Class A Common Stock (26057)	26057	Indirect
Class B Common Stock	$		Class A Common Stock (32571)	32571	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect
Class B Common Stock	$		Class A Common Stock (123760)	123760	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F5: N/A

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: N/A

F11: N/A

F12: N/A

F13: N/A

F14: N/A

F15: N/A

F16: N/A

F17: N/A

F18: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F19: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F20: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F21: proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.