HYSTER-YALE, INC. — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2020-10-27

Reporting Person: RANKIN CORBIN (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-27	Class A Common Stock	G	65824	—	Disposed	0	Indirect
2020-10-27	Class A Common Stock	G	65824	—	Acquired	65824	Indirect
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2020-12-31	Class A Common Stock	G	876	—	Acquired	876	Indirect
2021-01-22	Class A Common Stock	P	7352	$55.50	Acquired	8228	Indirect
2021-01-22	Class A Common Stock	P	7352	$55.50	Acquired	8228	Indirect
2021-01-22	Class A Common Stock	P	7352	$55.50	Acquired	8228	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-27	Class B Common Stock	$	G	104286	Disposed		Class A Common Stock (104286)	Indirect
2020-10-27	Class B Common Stock	$	G	104286	Acquired		Class A Common Stock (104286)	Indirect
2020-12-31	Class B Common Stock	$	G	1568	Acquired		Class A Common Stock (1568)	Indirect
2020-12-31	Class B Common Stock	$	G	1568	Acquired		Class A Common Stock (1568)	Indirect
2020-12-31	Class B Common Stock	$	G	1568	Acquired		Class A Common Stock (1568)	Indirect
2021-01-22	Class B Common Stock	$	P	10364	Acquired		Class A Common Stock (10364)	Indirect
2021-01-22	Class B Common Stock	$	P	10364	Acquired		Class A Common Stock (10364)	Indirect
2021-01-22	Class B Common Stock	$	P	10364	Acquired		Class A Common Stock (10364)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	11511	Direct
Class A Common Stock	14343	Indirect
Class A Common Stock	1843	Indirect
Class A Common Stock	377	Indirect
Class A Common Stock	635	Indirect
Class A Common Stock	41931	Indirect
Class A Common Stock	41931	Indirect
Class A Common Stock	41931	Indirect
Class A Common Stock	7	Indirect
Class A Common Stock	19	Indirect
Class A Common Stock	25324	Indirect
Class A Common Stock	31669	Indirect
Class A Common Stock	1057	Indirect
Class A Common Stock	292	Indirect
Class A Common Stock	80	Indirect
Class A Common Stock	100	Indirect
Class A Common Stock	154036	Indirect
Class A Common Stock	1975	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (3622)	3622	Direct
Class B Common Stock	$		Class A Common Stock (25657)	25657	Indirect
Class B Common Stock	$		Class A Common Stock (1843)	1843	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (7)	7	Indirect
Class B Common Stock	$		Class A Common Stock (31)	31	Indirect
Class B Common Stock	$		Class A Common Stock (45300)	45300	Indirect
Class B Common Stock	$		Class A Common Stock (31669)	31669	Indirect
Class B Common Stock	$		Class A Common Stock (145912)	145912	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F5: Reporting Person disclaims beneficial ownership of all such shares.

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: N/A

F11: N/A

F12: N/A

F13: N/A

F14: N/A

F15: N/A

F16: N/A

F17: N/A

F18: N/A

F19: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F20: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F21: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.