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HYSTER-YALE, INC. Director's Dealing 2021

Jan 26, 2021

32599_dirs_2021-01-26_a0a0048b-007f-4f62-93cd-0e7d149e3183.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2020-10-27

Reporting Person: RANKIN ROGER F (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-27 Class A Common Stock G 65824 Disposed 0 Indirect
2020-10-27 Class A Common Stock G 65824 Acquired 65824 Indirect
2020-12-31 Class A Common Stock G 877 Acquired 877 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-27 Class B Common Stock $ G 104286 Disposed Class A Common Stock (104286) Indirect
2020-10-27 Class B Common Stock $ G 104286 Acquired Class A Common Stock (104286) Indirect
2020-12-31 Class B Common Stock $ G 1567 Acquired Class A Common Stock (1567) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 54147 Indirect
Class A Common Stock 29986 Indirect
Class A Common Stock 377 Indirect
Class A Common Stock 635 Indirect
Class A Common Stock 16828 Indirect
Class A Common Stock 200 Indirect
Class A Common Stock 765 Indirect
Class A Common Stock 21380 Indirect
Class A Common Stock 1851 Indirect
Class A Common Stock 1134 Indirect
Class A Common Stock 535 Indirect
Class A Common Stock 965 Indirect
Class A Common Stock 19492 Indirect
Class A Common Stock 1134 Indirect
Class A Common Stock 535 Indirect
Class A Common Stock 3738 Indirect
Class A Common Stock 59607 Indirect
Class A Common Stock 59607 Indirect
Class A Common Stock 19 Indirect
Class A Common Stock 3448 Indirect
Class A Common Stock 3011 Indirect
Class A Common Stock 1057 Indirect
Class A Common Stock 292 Indirect
Class A Common Stock 80 Indirect
Class A Common Stock 100 Indirect
Class A Common Stock 1975 Indirect
Class A Common Stock 192662 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (200) 200 Indirect
Class B Common Stock $ Class A Common Stock (96861) 96861 Indirect
Class B Common Stock $ Class A Common Stock (29986) 29986 Indirect
Class B Common Stock $ Class A Common Stock (3123) 3123 Indirect
Class B Common Stock $ Class A Common Stock (200) 200 Indirect
Class B Common Stock $ Class A Common Stock (21380) 21380 Indirect
Class B Common Stock $ Class A Common Stock (1851) 1851 Indirect
Class B Common Stock $ Class A Common Stock (19492) 19492 Indirect
Class B Common Stock $ Class A Common Stock (3738) 3738 Indirect
Class B Common Stock $ Class A Common Stock (12098) 12098 Indirect
Class B Common Stock $ Class A Common Stock (12098) 12098 Indirect
Class B Common Stock $ Class A Common Stock (31) 31 Indirect
Class B Common Stock $ Class A Common Stock (6168) 6168 Indirect
Class B Common Stock $ Class A Common Stock (3011) 3011 Indirect
Class B Common Stock $ Class A Common Stock (1975) 1975 Indirect
Class B Common Stock $ Class A Common Stock (193760) 193760 Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: Held in trust u/a/d 12/30/2015

F3: Interest held by Trust u/a/d 8/15/2012

F4: N/A

F5: N/A

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: N/A