HYSTER-YALE, INC. — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2020-12-31

Reporting Person: RANKIN ROGER F (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Class A Common Stock	G	877	—	Acquired	877	Indirect
2021-01-22	Class A Common Stock	P	7352	$55.50	Acquired	8229	Indirect
2021-01-22	Class A Common Stock	P	7352	$55.50	Acquired	8229	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Class B Common Stock	$	G	1567	Acquired		Class A Common Stock (1567)	Indirect
2021-01-22	Class B Common Stock	$	P	10366	Acquired		Class A Common Stock (10366)	Indirect
2021-01-22	Class B Common Stock	$	P	10366	Acquired		Class A Common Stock (10366)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	54147	Indirect
Class A Common Stock	29986	Indirect
Class A Common Stock	377	Indirect
Class A Common Stock	635	Indirect
Class A Common Stock	16828	Indirect
Class A Common Stock	200	Indirect
Class A Common Stock	765	Indirect
Class A Common Stock	21380	Indirect
Class A Common Stock	1851	Indirect
Class A Common Stock	1134	Indirect
Class A Common Stock	535	Indirect
Class A Common Stock	965	Indirect
Class A Common Stock	19492	Indirect
Class A Common Stock	1134	Indirect
Class A Common Stock	535	Indirect
Class A Common Stock	3738	Indirect
Class A Common Stock	59607	Indirect
Class A Common Stock	59607	Indirect
Class A Common Stock	19	Indirect
Class A Common Stock	3448	Indirect
Class A Common Stock	3011	Indirect
Class A Common Stock	1057	Indirect
Class A Common Stock	292	Indirect
Class A Common Stock	80	Indirect
Class A Common Stock	100	Indirect
Class A Common Stock	1975	Indirect
Class A Common Stock	192662	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (200)	200	Indirect
Class B Common Stock	$		Class A Common Stock (96861)	96861	Indirect
Class B Common Stock	$		Class A Common Stock (29986)	29986	Indirect
Class B Common Stock	$		Class A Common Stock (3123)	3123	Indirect
Class B Common Stock	$		Class A Common Stock (200)	200	Indirect
Class B Common Stock	$		Class A Common Stock (21380)	21380	Indirect
Class B Common Stock	$		Class A Common Stock (1851)	1851	Indirect
Class B Common Stock	$		Class A Common Stock (19492)	19492	Indirect
Class B Common Stock	$		Class A Common Stock (3738)	3738	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (31)	31	Indirect
Class B Common Stock	$		Class A Common Stock (6168)	6168	Indirect
Class B Common Stock	$		Class A Common Stock (3011)	3011	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect
Class B Common Stock	$		Class A Common Stock (193760)	193760	Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: Held in trust u/a/d 12/30/2015

F5: Interest held by Trust u/a/d 8/15/2012

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F11: N/A

F12: N/A

F13: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F14: N/A