HYSTER-YALE, INC. — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-02-12

Reporting Person: RANKIN VICTOIRE G (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-12	Class A Common Stock	S	208972	$59.04	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-12	Class B Common Stock	$	S	1926	Disposed		Class A Common Stock (1926)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	9600	Indirect
Class A Common Stock	14752	Indirect
Class A Common Stock	1434	Indirect
Class A Common Stock	19	Indirect
Class A Common Stock	1975	Indirect
Class A Common Stock	80	Indirect
Class A Common Stock	100	Indirect
Class A Common Stock	20987	Indirect
Class A Common Stock	59984	Indirect
Class A Common Stock	59984	Indirect
Class A Common Stock	377	Indirect
Class A Common Stock	635	Indirect
Class A Common Stock	105768	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (9600)	9600	Indirect
Class B Common Stock	$		Class A Common Stock (14160)	14160	Indirect
Class B Common Stock	$		Class A Common Stock (17556)	17556	Indirect
Class B Common Stock	$		Class A Common Stock (2566)	2566	Indirect
Class B Common Stock	$		Class A Common Stock (31)	31	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect
Class B Common Stock	$		Class A Common Stock (18625)	18625	Indirect
Class B Common Stock	$		Class A Common Stock (747)	747	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (12098)	12098	Indirect
Class B Common Stock	$		Class A Common Stock (21006)	21006	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: N/A