HYSTER-YALE, INC. — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-02-12

Reporting Person: WILLIAMS CLARA R (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-12	Class A Common Stock	P	104486	$59.04	Acquired	191748	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-12	Class B Common Stock	$	P	963	Acquired		Class A Common Stock (963)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	8228	Indirect
Class A Common Stock	24837	Indirect
Class A Common Stock	18760	Indirect
Class A Common Stock	32913	Indirect
Class A Common Stock	146	Indirect
Class A Common Stock	120728	Indirect
Class A Common Stock	5894	Indirect
Class A Common Stock	7375	Indirect
Class A Common Stock	905	Indirect
Class A Common Stock	635	Indirect
Class A Common Stock	24839	Indirect
Class A Common Stock	1744	Indirect
Class A Common Stock	10581	Indirect
Class A Common Stock	461	Indirect
Class A Common Stock	634	Indirect
Class A Common Stock	2983	Indirect
Class A Common Stock	24839	Indirect
Class A Common Stock	1744	Indirect
Class A Common Stock	9206	Indirect
Class A Common Stock	461	Indirect
Class A Common Stock	634	Indirect
Class A Common Stock	4357	Indirect
Class A Common Stock	24838	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (11932)	11932	Indirect
Class B Common Stock	$		Class A Common Stock (38138)	38138	Indirect
Class B Common Stock	$		Class A Common Stock (33561)	33561	Indirect
Class B Common Stock	$		Class A Common Stock (52143)	52143	Indirect
Class B Common Stock	$		Class A Common Stock (58586)	58586	Indirect
Class B Common Stock	$		Class A Common Stock (2332)	2332	Indirect
Class B Common Stock	$		Class A Common Stock (7375)	7375	Indirect
Class B Common Stock	$		Class A Common Stock (38138)	38138	Indirect
Class B Common Stock	$		Class A Common Stock (2033)	2033	Indirect
Class B Common Stock	$		Class A Common Stock (10581)	10581	Indirect
Class B Common Stock	$		Class A Common Stock (2152)	2152	Indirect
Class B Common Stock	$		Class A Common Stock (38138)	38138	Indirect
Class B Common Stock	$		Class A Common Stock (2033)	2033	Indirect
Class B Common Stock	$		Class A Common Stock (9206)	9206	Indirect
Class B Common Stock	$		Class A Common Stock (3528)	3528	Indirect
Class B Common Stock	$		Class A Common Stock (38138)	38138	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: Reporting Person disclaims beneficial ownership of all such shares.

F4: Reporting Person disclaims beneficial ownership of all such shares.

F5: Reporting Person disclaims beneficial ownership of all such shares.

F6: Reporting Person disclaims beneficial ownership of all such shares.

F7: N/A

F8: N/A

F9: N/A

F10: N/A

F11: N/A

F12: N/A

F13: N/A

F14: Reporting Person disclaims beneficial ownership of all such shares.

F15: N/A

F16: N/A

F17: N/A

F18: Reporting Person disclaims beneficial ownership of all such shares.

F19: N/A

F20: N/A

F21: N/A

F22: Reporting Person disclaims beneficial ownership of all such shares.

F23: N/A

F24: N/A

F25: N/A

F26: Reporting Person disclaims beneficial ownership of all such shares.