HYSTER-YALE, INC. — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-02-12

Reporting Person: BUTLER JOHN C JR (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-12	Class A Common Stock	P	104486	$59.04	Acquired	191748	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-12	Class B Common Stock	$	P	963	Acquired		Class A Common Stock (963)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1743	Indirect
Class A Common Stock	4825	Indirect
Class A Common Stock	634	Indirect
Class A Common Stock	9052	Indirect
Class A Common Stock	461	Indirect
Class A Common Stock	4513	Indirect
Class A Common Stock	1743	Indirect
Class A Common Stock	4825	Indirect
Class A Common Stock	9208	Indirect
Class A Common Stock	461	Indirect
Class A Common Stock	634	Indirect
Class A Common Stock	4357	Indirect
Class A Common Stock	8228	Indirect
Class A Common Stock	18761	Indirect
Class A Common Stock	32912	Indirect
Class A Common Stock	146	Indirect
Class A Common Stock	120728	Indirect
Class A Common Stock	2800	Indirect
Class A Common Stock	31851	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (2033)	2033	Indirect
Class B Common Stock	$		Class A Common Stock (4054)	4054	Indirect
Class B Common Stock	$		Class A Common Stock (9052)	9052	Indirect
Class B Common Stock	$		Class A Common Stock (3683)	3683	Indirect
Class B Common Stock	$		Class A Common Stock (2033)	2033	Indirect
Class B Common Stock	$		Class A Common Stock (4055)	4055	Indirect
Class B Common Stock	$		Class A Common Stock (9208)	9208	Indirect
Class B Common Stock	$		Class A Common Stock (3527)	3527	Indirect
Class B Common Stock	$		Class A Common Stock (11932)	11932	Indirect
Class B Common Stock	$		Class A Common Stock (33560)	33560	Indirect
Class B Common Stock	$		Class A Common Stock (52144)	52144	Indirect
Class B Common Stock	$		Class A Common Stock (58586)	58586	Indirect
Class B Common Stock	$		Class A Common Stock (2800)	2800	Indirect
Class B Common Stock	$		Class A Common Stock (17262)	17262	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: Reporting Person disclaims beneficial ownership of all such shares.

F4: Reporting Person disclaims beneficial ownership of all such shares.

F5: N/A

F6: N/A

F7: N/A

F8: N/A

F9: Reporting Person disclaims beneficial ownership of all such shares.

F10: N/A

F11: N/A

F12: N/A

F13: Reporting Person disclaims beneficial ownership of all such shares.

F14: N/A

F15: N/A

F16: N/A