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HYSTER-YALE, INC. — Director's Dealing 2021
Jul 6, 2021
32599_dirs_2021-07-06_adc4028a-c684-4274-a80d-e8b48ce1ed9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-07-01
Reporting Person: BUTLER JOHN C JR (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Class A Common Stock | A | 393 | — | Acquired | 32603 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1743 | Indirect |
| Class A Common Stock | 4825 | Indirect |
| Class A Common Stock | 634 | Indirect |
| Class A Common Stock | 9052 | Indirect |
| Class A Common Stock | 461 | Indirect |
| Class A Common Stock | 4513 | Indirect |
| Class A Common Stock | 1743 | Indirect |
| Class A Common Stock | 4825 | Indirect |
| Class A Common Stock | 9208 | Indirect |
| Class A Common Stock | 461 | Indirect |
| Class A Common Stock | 634 | Indirect |
| Class A Common Stock | 4357 | Indirect |
| Class A Common Stock | 191748 | Indirect |
| Class A Common Stock | 8228 | Indirect |
| Class A Common Stock | 18761 | Indirect |
| Class A Common Stock | 32912 | Indirect |
| Class A Common Stock | 146 | Indirect |
| Class A Common Stock | 120728 | Indirect |
| Class A Common Stock | 2800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (2033) | 2033 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4054) | 4054 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (9052) | 9052 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3683) | 3683 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2033) | 2033 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4055) | 4055 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (9208) | 9208 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3527) | 3527 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (102599) | 102599 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (11932) | 11932 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (33560) | 33560 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (52144) | 52144 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (58586) | 58586 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2800) | 2800 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (17262) | 17262 | Indirect |
Footnotes
F1: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: Reporting Person disclaims beneficial ownership of all such shares.
F4: Reporting Person disclaims beneficial ownership of all such shares.
F5: N/A
F6: N/A
F7: N/A
F8: N/A
F9: Reporting Person disclaims beneficial ownership of all such shares.
F10: N/A
F11: N/A
F12: N/A
F13: Reporting Person disclaims beneficial ownership of all such shares.
F14: N/A
F15: N/A
F16: N/A