AI assistant
Sending…
HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_4fa36131-c167-4111-9aae-f03aee355c71.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: SEELBACH SCOTT W (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 11245 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 10756 | — | Acquired | 18082 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1321 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1282 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1134 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 846 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 722 | — | Acquired | 1444 | Direct |
| 2021-12-15 | Class A Common Stock | J | 722 | — | Acquired | 1444 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 687 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 563 | — | Acquired | 1126 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 535 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 377 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 11245 | Acquired | Class A Common Stock (11245) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 10756 | Disposed | Class A Common Stock (10756) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1321 | Acquired | Class A Common Stock (1321) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1282 | Acquired | Class A Common Stock (1282) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1134 | Acquired | Class A Common Stock (1134) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 846 | Acquired | Class A Common Stock (846) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 722 | Disposed | Class A Common Stock (722) | Direct | |
| 2021-12-15 | Class B Common Stock | $ | J | 722 | Disposed | Class A Common Stock (722) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 687 | Acquired | Class A Common Stock (687) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 563 | Disposed | Class A Common Stock (563) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 535 | Acquired | Class A Common Stock (535) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 377 | Acquired | Class A Common Stock (377) | Indirect |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4: N/A
More from HYSTER-YALE, INC.
Regulatory Filings
2026
May 27
Regulatory Filings
2026
May 14
Regulatory Filings
2026
May 6
Annual Report
2026
Mar 24
Proxy Solicitation & Information Statement
2026
Mar 24
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3