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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_dd886a86-7967-4b9e-bafc-c29febee0e51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott Seelbach (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 846 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 563 | — | Acquired | 1126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 846 | Acquired | Class A Common Stock (846) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 563 | Disposed | Class A Common Stock (563) | Direct |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3: N/A
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