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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_abbb1f85-1764-487c-bf4c-24f00eca595e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: Rankin Lauran (Family Member of Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 11199 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 2117 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1241 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 380 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 377 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 341 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 242 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 10027 | — | Acquired | 10796 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 11199 | Acquired | Class A Common Stock (11199) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 2117 | Acquired | Class A Common Stock (2117) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1241 | Acquired | Class A Common Stock (1241) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 380 | Acquired | Class A Common Stock (380) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 377 | Acquired | Class A Common Stock (377) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 341 | Acquired | Class A Common Stock (341) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 242 | Acquired | Class A Common Stock (242) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 10027 | Disposed | Class A Common Stock (10027) | Indirect |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4: N/A
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