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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_5be1f41b-bf15-4311-9e1e-5d27d96aff58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: Rankin Julia L (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 14745 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 10072 | — | Acquired | 20314 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1141 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1134 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1065 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 633 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 535 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 377 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 240 | — | Acquired | 480 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 14745 | Acquired | Class A Common Stock (14745) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 10072 | Disposed | Class A Common Stock (10072) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1141 | Acquired | Class A Common Stock (1141) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1134 | Acquired | Class A Common Stock (1134) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1065 | Acquired | Class A Common Stock (1065) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 633 | Acquired | Class A Common Stock (633) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 535 | Acquired | Class A Common Stock (535) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 377 | Acquired | Class A Common Stock (377) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 240 | Disposed | Class A Common Stock (240) | Indirect |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3: Reporting Person disclaims beneficial ownership of all such shares.
F4: N/A
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