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HYSTER-YALE, INC. Director's Dealing 2021

Dec 17, 2021

32599_dirs_2021-12-17_09b0c02a-5486-4f41-8ad7-c2083dbc0aaf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Class A Common Stock J 16436 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 1134 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 535 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Class B Common Stock $ J 16436 Acquired Class A Common Stock (16436) Indirect
2021-12-15 Class B Common Stock $ J 1134 Acquired Class A Common Stock (1134) Indirect
2021-12-15 Class B Common Stock $ J 535 Acquired Class A Common Stock (535) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 765 Direct

Footnotes

F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: N/A