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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_16dbcf48-5bb1-4e56-be24-19894ea15f0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: JCB 2020 GST Trust f/b/o Clara R. Butler (Member of a group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 4054 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 453 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 318 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 4054 | Acquired | Class A Common Stock (4054) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 453 | Acquired | Class A Common Stock (453) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 318 | Acquired | Class A Common Stock (318) | Indirect |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: N/A
F3: N/A
F4: N/A
F5: N/A
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