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HYSTER-YALE, INC. Director's Dealing 2021

Dec 17, 2021

32599_dirs_2021-12-17_07fc3f38-c774-48a1-aef5-104e7468b2c0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: BTR 2020 GST Trust f/b/o Matthew M. Rankin (Member of a group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Class A Common Stock J 4618 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 2191 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 1355 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 64 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Class B Common Stock $ J 4618 Acquired Class A Common Stock (4618) Indirect
2021-12-15 Class B Common Stock $ J 2191 Acquired Class A Common Stock (2191) Indirect
2021-12-15 Class B Common Stock $ J 1355 Acquired Class A Common Stock (1355) Indirect
2021-12-15 Class B Common Stock $ J 64 Acquired Class A Common Stock (64) Indirect

Footnotes

F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: N/A

F3: N/A

F4: N/A

F5: N/A