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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_2361c6c0-6373-4a4e-9997-755008f82ef8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: RANKIN JAMES T (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 15683 | — | Acquired | 31536 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 9796 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 2814 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 2666 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1439 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1247 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1135 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 862 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 645 | — | Acquired | 1290 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 635 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 563 | — | Acquired | 1126 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 563 | — | Acquired | 1126 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 535 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 377 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 15683 | Disposed | Class A Common Stock (15683) | Direct | |
| 2021-12-15 | Class B Common Stock | $ | J | 9796 | Acquired | Class A Common Stock (9796) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 2814 | Acquired | Class A Common Stock (2814) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 2666 | Acquired | Class A Common Stock (2666) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1439 | Acquired | Class A Common Stock (1439) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1247 | Acquired | Class A Common Stock (1247) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1135 | Acquired | Class A Common Stock (1135) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 862 | Acquired | Class A Common Stock (862) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 645 | Disposed | Class A Common Stock (645) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 635 | Acquired | Class A Common Stock (635) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 563 | Disposed | Class A Common Stock (563) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 563 | Disposed | Class A Common Stock (563) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 535 | Acquired | Class A Common Stock (535) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 377 | Acquired | Class A Common Stock (377) | Indirect |
Footnotes
F1: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3: Reporting Person disclaims beneficial ownership of all such shares.
F4: N/A
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