Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HYSTER-YALE, INC. Director's Dealing 2021

Dec 17, 2021

32599_dirs_2021-12-17_2361c6c0-6373-4a4e-9997-755008f82ef8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: RANKIN JAMES T (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Class A Common Stock J 15683 Acquired 31536 Indirect
2021-12-15 Class A Common Stock J 9796 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 2814 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 2666 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 1439 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 1247 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 1135 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 862 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 645 Acquired 1290 Indirect
2021-12-15 Class A Common Stock J 635 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 634 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 634 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 634 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 634 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 563 Acquired 1126 Indirect
2021-12-15 Class A Common Stock J 563 Acquired 1126 Indirect
2021-12-15 Class A Common Stock J 535 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 461 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 461 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 461 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 461 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 377 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Class B Common Stock $ J 15683 Disposed Class A Common Stock (15683) Direct
2021-12-15 Class B Common Stock $ J 9796 Acquired Class A Common Stock (9796) Indirect
2021-12-15 Class B Common Stock $ J 2814 Acquired Class A Common Stock (2814) Indirect
2021-12-15 Class B Common Stock $ J 2666 Acquired Class A Common Stock (2666) Indirect
2021-12-15 Class B Common Stock $ J 1439 Acquired Class A Common Stock (1439) Indirect
2021-12-15 Class B Common Stock $ J 1247 Acquired Class A Common Stock (1247) Indirect
2021-12-15 Class B Common Stock $ J 1135 Acquired Class A Common Stock (1135) Indirect
2021-12-15 Class B Common Stock $ J 862 Acquired Class A Common Stock (862) Indirect
2021-12-15 Class B Common Stock $ J 645 Disposed Class A Common Stock (645) Indirect
2021-12-15 Class B Common Stock $ J 635 Acquired Class A Common Stock (635) Indirect
2021-12-15 Class B Common Stock $ J 634 Acquired Class A Common Stock (634) Indirect
2021-12-15 Class B Common Stock $ J 634 Acquired Class A Common Stock (634) Indirect
2021-12-15 Class B Common Stock $ J 634 Acquired Class A Common Stock (634) Indirect
2021-12-15 Class B Common Stock $ J 634 Acquired Class A Common Stock (634) Indirect
2021-12-15 Class B Common Stock $ J 563 Disposed Class A Common Stock (563) Indirect
2021-12-15 Class B Common Stock $ J 563 Disposed Class A Common Stock (563) Indirect
2021-12-15 Class B Common Stock $ J 535 Acquired Class A Common Stock (535) Indirect
2021-12-15 Class B Common Stock $ J 461 Acquired Class A Common Stock (461) Indirect
2021-12-15 Class B Common Stock $ J 461 Acquired Class A Common Stock (461) Indirect
2021-12-15 Class B Common Stock $ J 461 Acquired Class A Common Stock (461) Indirect
2021-12-15 Class B Common Stock $ J 461 Acquired Class A Common Stock (461) Indirect
2021-12-15 Class B Common Stock $ J 377 Acquired Class A Common Stock (377) Indirect

Footnotes

F1: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F3: Reporting Person disclaims beneficial ownership of all such shares.

F4: N/A