HYSTER-YALE, INC. — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: BUTLER JOHN C JR (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-15	Class A Common Stock	J	18761	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	8228	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	4825	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	4825	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	9052	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	9208	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	32912	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	461	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	461	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	146	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	634	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	634	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	527	—	Disposed	1216	Indirect
2021-12-15	Class A Common Stock	J	527	—	Disposed	1216	Indirect
2021-12-15	Class A Common Stock	J	26624	—	Disposed	165124	Indirect
2021-12-15	Class A Common Stock	J	3683	—	Acquired	8196	Indirect
2021-12-15	Class A Common Stock	J	3527	—	Acquired	7884	Indirect
2021-12-15	Class A Common Stock	J	17262	—	Acquired	50387	Indirect
2021-12-15	Class A Common Stock	J	58586	—	Acquired	179314	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-15	Class B Common Stock	$	J	18761	Acquired		Class A Common Stock (18761)	Indirect
2021-12-15	Class B Common Stock	$	J	8228	Acquired		Class A Common Stock (8228)	Indirect
2021-12-15	Class B Common Stock	$	J	4825	Acquired		Class A Common Stock (4825)	Indirect
2021-12-15	Class B Common Stock	$	J	4825	Acquired		Class A Common Stock (4825)	Indirect
2021-12-15	Class B Common Stock	$	J	9052	Acquired		Class A Common Stock (9052)	Indirect
2021-12-15	Class B Common Stock	$	J	9208	Acquired		Class A Common Stock (9208)	Indirect
2021-12-15	Class B Common Stock	$	J	32912	Acquired		Class A Common Stock (32912)	Indirect
2021-12-15	Class B Common Stock	$	J	461	Acquired		Class A Common Stock (461)	Indirect
2021-12-15	Class B Common Stock	$	J	461	Acquired		Class A Common Stock (461)	Indirect
2021-12-15	Class B Common Stock	$	J	146	Acquired		Class A Common Stock (146)	Indirect
2021-12-15	Class B Common Stock	$	J	634	Acquired		Class A Common Stock (634)	Indirect
2021-12-15	Class B Common Stock	$	J	634	Acquired		Class A Common Stock (634)	Indirect
2021-12-15	Class B Common Stock	$	J	527	Acquired		Class A Common Stock (527)	Indirect
2021-12-15	Class B Common Stock	$	J	527	Acquired		Class A Common Stock (527)	Indirect
2021-12-15	Class B Common Stock	$	J	26624	Acquired		Class A Common Stock (26624)	Indirect
2021-12-15	Class B Common Stock	$	J	3683	Disposed		Class A Common Stock (3683)	Indirect
2021-12-15	Class B Common Stock	$	J	3527	Disposed		Class A Common Stock (3527)	Indirect
2021-12-15	Class B Common Stock	$	J	17262	Disposed		Class A Common Stock (17262)	Indirect
2021-12-15	Class B Common Stock	$	J	58586	Disposed		Class A Common Stock (58586)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	2800	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (2800)	2800	Indirect

Footnotes

F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: Reporting Person disclaims beneficial ownership of all such shares.

F4: Reporting Person disclaims beneficial ownership of all such shares.

F5: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: N/A

F11: N/A

F12: N/A

F13: Reporting Person disclaims beneficial ownership of all such shares.

F14: N/A

F15: N/A

F16: N/A

F17: Reporting Person disclaims beneficial ownership of all such shares.