HYSTER-YALE, INC. — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: WILLIAMS DAVID B (Director, Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-15	Class A Common Stock	J	58586	—	Acquired	179314	Indirect
2021-12-15	Class A Common Stock	J	32913	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	26624	—	Disposed	165124	Indirect
2021-12-15	Class A Common Stock	J	24231	—	Disposed	608	Indirect
2021-12-15	Class A Common Stock	J	24231	—	Disposed	607	Indirect
2021-12-15	Class A Common Stock	J	24231	—	Disposed	608	Indirect
2021-12-15	Class A Common Stock	J	24230	—	Disposed	607	Indirect
2021-12-15	Class A Common Stock	J	18760	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	10581	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	9206	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	8228	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	7375	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	3528	—	Acquired	7885	Indirect
2021-12-15	Class A Common Stock	J	2332	—	Acquired	9500	Direct
2021-12-15	Class A Common Stock	J	2152	—	Acquired	5135	Indirect
2021-12-15	Class A Common Stock	J	905	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	635	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	634	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	634	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	527	—	Disposed	1217	Indirect
2021-12-15	Class A Common Stock	J	527	—	Disposed	1217	Indirect
2021-12-15	Class A Common Stock	J	461	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	461	—	Disposed	0	Indirect
2021-12-15	Class A Common Stock	J	146	—	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-15	Class B Common Stock	$	J	58586	Disposed		Class A Common Stock (58586)	Indirect
2021-12-15	Class B Common Stock	$	J	32913	Acquired		Class A Common Stock (32913)	Indirect
2021-12-15	Class B Common Stock	$	J	26624	Acquired		Class A Common Stock (26624)	Indirect
2021-12-15	Class B Common Stock	$	J	24231	Acquired		Class A Common Stock (24231)	Indirect
2021-12-15	Class B Common Stock	$	J	24231	Acquired		Class A Common Stock (24231)	Indirect
2021-12-15	Class B Common Stock	$	J	24231	Acquired		Class A Common Stock (24231)	Indirect
2021-12-15	Class B Common Stock	$	J	24230	Acquired		Class A Common Stock (24230)	Indirect
2021-12-15	Class B Common Stock	$	J	18760	Acquired		Class A Common Stock (18760)	Indirect
2021-12-15	Class B Common Stock	$	J	10581	Acquired		Class A Common Stock (10581)	Indirect
2021-12-15	Class B Common Stock	$	J	9206	Acquired		Class A Common Stock (9206)	Indirect
2021-12-15	Class B Common Stock	$	J	8228	Acquired		Class A Common Stock (8228)	Indirect
2021-12-15	Class B Common Stock	$	J	7375	Acquired		Class A Common Stock (7375)	Indirect
2021-12-15	Class B Common Stock	$	J	3528	Disposed		Class A Common Stock (3528)	Indirect
2021-12-15	Class B Common Stock	$	J	2332	Disposed		Class A Common Stock (2332)	Direct
2021-12-15	Class B Common Stock	$	J	2152	Disposed		Class A Common Stock (2152)	Indirect
2021-12-15	Class B Common Stock	$	J	905	Acquired		Class A Common Stock (905)	Indirect
2021-12-15	Class B Common Stock	$	J	635	Acquired		Class A Common Stock (635)	Indirect
2021-12-15	Class B Common Stock	$	J	634	Acquired		Class A Common Stock (634)	Indirect
2021-12-15	Class B Common Stock	$	J	634	Acquired		Class A Common Stock (634)	Indirect
2021-12-15	Class B Common Stock	$	J	527	Acquired		Class A Common Stock (527)	Indirect
2021-12-15	Class B Common Stock	$	J	527	Acquired		Class A Common Stock (527)	Indirect
2021-12-15	Class B Common Stock	$	J	461	Acquired		Class A Common Stock (461)	Indirect
2021-12-15	Class B Common Stock	$	J	461	Acquired		Class A Common Stock (461)	Indirect
2021-12-15	Class B Common Stock	$	J	146	Acquired		Class A Common Stock (146)	Indirect

Footnotes

F1: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F4: Reporting Person disclaims beneficial ownership of all such shares.

F5: N/A

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: N/A

F11: N/A

F12: N/A

F13: N/A

F14: N/A

F15: N/A

F16: N/A

F17: N/A

F18: N/A

F19: N/A

F20: N/A