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HYSTER-YALE, INC. Director's Dealing 2021

Dec 17, 2021

32599_dirs_2021-12-17_01024683-a3a1-48a0-97b9-f9d64475ff8d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Class A Common Stock J 10581 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 2152 Acquired 5135 Indirect
2021-12-15 Class A Common Stock J 634 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 527 Disposed 1217 Indirect
2021-12-15 Class A Common Stock J 461 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Class B Common Stock $ J 10581 Acquired Class A Common Stock (10581) Indirect
2021-12-15 Class B Common Stock $ J 2152 Disposed Class A Common Stock (2152) Indirect
2021-12-15 Class B Common Stock $ J 634 Acquired Class A Common Stock (634) Indirect
2021-12-15 Class B Common Stock $ J 527 Acquired Class A Common Stock (527) Indirect
2021-12-15 Class B Common Stock $ J 461 Acquired Class A Common Stock (461) Indirect

Footnotes

F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F3: N/A