AI assistant
HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_d9b06451-6647-4a40-9682-e318f1b3d829.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: RANKIN CLAIBORNE R (Director, Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 14567 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 35857 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 32571 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1978 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 19 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 451 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 65373 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 155 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 377 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 635 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 8227 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 292 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 8227 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 80 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 100 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 8228 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 2783 | — | Acquired | 6957 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1975 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 123760 | — | Acquired | 262289 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 41932 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 41932 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 41932 | — | Disposed | 188 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 14567 | Acquired | Class A Common Stock (14567) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 35857 | Acquired | Class A Common Stock (35857) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 32571 | Acquired | Class A Common Stock (32571) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1978 | Acquired | Class A Common Stock (1978) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 19 | Acquired | Class A Common Stock (19) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 451 | Acquired | Class A Common Stock (451) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 65373 | Acquired | Class A Common Stock (65373) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 155 | Acquired | Class A Common Stock (155) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 377 | Acquired | Class A Common Stock (377) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 635 | Acquired | Class A Common Stock (635) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 8227 | Acquired | Class A Common Stock (8227) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 292 | Acquired | Class A Common Stock (292) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 8227 | Acquired | Class A Common Stock (8227) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 80 | Acquired | Class A Common Stock (80) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 100 | Acquired | Class A Common Stock (100) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 8228 | Acquired | Class A Common Stock (8228) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 2783 | Disposed | Class A Common Stock (2783) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1975 | Acquired | Class A Common Stock (1975) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 123760 | Disposed | Class A Common Stock (123760) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 41932 | Acquired | Class A Common Stock (41932) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 41932 | Acquired | Class A Common Stock (41932) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 41932 | Acquired | Class A Common Stock (41932) | Indirect |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4: N/A
F5: proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F6: N/A
F7: N/A
F8: N/A
F9: N/A
F10: N/A
F11: N/A
F12: N/A
F13: N/A
F14: N/A
F15: N/A
F16: N/A
F17: N/A