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HYSTER-YALE, INC. Director's Dealing 2021

Dec 17, 2021

32599_dirs_2021-12-17_d9b06451-6647-4a40-9682-e318f1b3d829.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: RANKIN CLAIBORNE R (Director, Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Class A Common Stock J 14567 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 35857 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 32571 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 1978 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 19 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 451 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 65373 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 155 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 377 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 635 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 8227 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 292 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 8227 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 80 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 100 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 8228 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 2783 Acquired 6957 Indirect
2021-12-15 Class A Common Stock J 1975 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 123760 Acquired 262289 Indirect
2021-12-15 Class A Common Stock J 41932 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 41932 Disposed 0 Indirect
2021-12-15 Class A Common Stock J 41932 Disposed 188 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Class B Common Stock $ J 14567 Acquired Class A Common Stock (14567) Indirect
2021-12-15 Class B Common Stock $ J 35857 Acquired Class A Common Stock (35857) Indirect
2021-12-15 Class B Common Stock $ J 32571 Acquired Class A Common Stock (32571) Indirect
2021-12-15 Class B Common Stock $ J 1978 Acquired Class A Common Stock (1978) Indirect
2021-12-15 Class B Common Stock $ J 19 Acquired Class A Common Stock (19) Indirect
2021-12-15 Class B Common Stock $ J 451 Acquired Class A Common Stock (451) Indirect
2021-12-15 Class B Common Stock $ J 65373 Acquired Class A Common Stock (65373) Indirect
2021-12-15 Class B Common Stock $ J 155 Acquired Class A Common Stock (155) Indirect
2021-12-15 Class B Common Stock $ J 377 Acquired Class A Common Stock (377) Indirect
2021-12-15 Class B Common Stock $ J 635 Acquired Class A Common Stock (635) Indirect
2021-12-15 Class B Common Stock $ J 8227 Acquired Class A Common Stock (8227) Indirect
2021-12-15 Class B Common Stock $ J 292 Acquired Class A Common Stock (292) Indirect
2021-12-15 Class B Common Stock $ J 8227 Acquired Class A Common Stock (8227) Indirect
2021-12-15 Class B Common Stock $ J 80 Acquired Class A Common Stock (80) Indirect
2021-12-15 Class B Common Stock $ J 100 Acquired Class A Common Stock (100) Indirect
2021-12-15 Class B Common Stock $ J 8228 Acquired Class A Common Stock (8228) Indirect
2021-12-15 Class B Common Stock $ J 2783 Disposed Class A Common Stock (2783) Indirect
2021-12-15 Class B Common Stock $ J 1975 Acquired Class A Common Stock (1975) Indirect
2021-12-15 Class B Common Stock $ J 123760 Disposed Class A Common Stock (123760) Indirect
2021-12-15 Class B Common Stock $ J 41932 Acquired Class A Common Stock (41932) Indirect
2021-12-15 Class B Common Stock $ J 41932 Acquired Class A Common Stock (41932) Indirect
2021-12-15 Class B Common Stock $ J 41932 Acquired Class A Common Stock (41932) Indirect

Footnotes

F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F4: N/A

F5: proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

F6: N/A

F7: N/A

F8: N/A

F9: N/A

F10: N/A

F11: N/A

F12: N/A

F13: N/A

F14: N/A

F15: N/A

F16: N/A

F17: N/A