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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_7d95ac2f-d2a1-4872-9fab-9e5595bf34f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: RANKIN ROGER F (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 3448 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 54147 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 8229 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 8229 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 3011 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 29986 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 19492 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 21380 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 19 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 65824 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 377 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 635 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1134 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 535 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1134 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 535 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1057 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 292 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1975 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 80 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 100 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 3123 | — | Acquired | 19951 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 200 | — | Acquired | 1165 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 200 | — | Acquired | 400 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 1851 | — | Acquired | 3702 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 3738 | — | Acquired | 7476 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 193760 | — | Acquired | 386422 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 55826 | — | Disposed | 3781 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 55826 | — | Disposed | 3781 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 3448 | Acquired | Class A Common Stock (3448) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 54147 | Acquired | Class A Common Stock (54147) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 8229 | Acquired | Class A Common Stock (8229) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 8229 | Acquired | Class A Common Stock (8229) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 3011 | Acquired | Class A Common Stock (3011) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 29986 | Acquired | Class A Common Stock (29986) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 19492 | Acquired | Class A Common Stock (19492) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 21380 | Acquired | Class A Common Stock (21380) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 19 | Acquired | Class A Common Stock (19) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 65824 | Acquired | Class A Common Stock (65824) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 377 | Acquired | Class A Common Stock (377) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 635 | Acquired | Class A Common Stock (635) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1134 | Acquired | Class A Common Stock (1134) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 535 | Acquired | Class A Common Stock (535) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1134 | Acquired | Class A Common Stock (1134) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 535 | Acquired | Class A Common Stock (535) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1057 | Acquired | Class A Common Stock (1057) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 292 | Acquired | Class A Common Stock (292) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1975 | Acquired | Class A Common Stock (1975) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 80 | Acquired | Class A Common Stock (80) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 100 | Acquired | Class A Common Stock (100) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 3123 | Disposed | Class A Common Stock (3123) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 200 | Disposed | Class A Common Stock (200) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 200 | Disposed | Class A Common Stock (200) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 1851 | Disposed | Class A Common Stock (1851) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 3738 | Disposed | Class A Common Stock (3738) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 193760 | Disposed | Class A Common Stock (193760) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 55826 | Acquired | Class A Common Stock (55826) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 55826 | Acquired | Class A Common Stock (55826) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 765 | Indirect |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: Held in trust u/a/d 12/30/2015
F4: Interest held by Trust u/a/d 8/15/2012
F5: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F6: N/A
F7: N/A
F8: N/A
F9: N/A
F10: N/A
F11: N/A
F12: N/A
F13: N/A
F14: N/A
F15: N/A
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