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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_fd20dbe6-9f6a-4073-b805-04a6254d52c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15
Reporting Person: David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 Trust (member of a group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | J | 264 | — | Disposed | 1480 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 9206 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 461 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 634 | — | Disposed | 0 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 3528 | — | Acquired | 7885 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class B Common Stock | $ | J | 264 | Acquired | Class A Common Stock (264) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 9206 | Acquired | Class A Common Stock (9206) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 461 | Acquired | Class A Common Stock (461) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 634 | Acquired | Class A Common Stock (634) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 3528 | Disposed | Class A Common Stock (3528) | Direct |
Footnotes
F1: Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3: N/A
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