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HYSTER-YALE, INC. Director's Dealing 2021

Dec 17, 2021

32599_dirs_2021-12-17_fb0d9c18-eba0-46b8-88d8-e326e1ecd7e5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-12-15

Reporting Person: Taplin DiAhn (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Class A Common Stock J 245567 Acquired 293157 Indirect
2021-12-15 Class A Common Stock J 11061 Acquired 11061 Indirect
2021-12-15 Class A Common Stock J 5755 Acquired 11510 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-15 Class B Common Stock $ J 245567 Disposed Class A Common Stock (245567) Indirect
2021-12-15 Class B Common Stock $ J 11061 Disposed Class A Common Stock (11061) Indirect
2021-12-15 Class B Common Stock $ J 5755 Disposed Class A Common Stock (5755) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 108844 Indirect
Class A Common Stock 108844 Indirect

Footnotes

F1: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

F2: N/A

F3: N/A