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HYSTER-YALE, INC. — Director's Dealing 2018
Dec 27, 2018
32599_dirs_2018-12-27_df5e99a3-c41d-40f4-9123-0dcc94870001.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2018-12-24
Reporting Person: WILLIAMS CLARA R (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-24 | Class A Common Stock | P | 641 | $58.1728 | Acquired | 98228 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 5 | $57.93 | Acquired | 430 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 6 | $57.93 | Acquired | 511 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 6 | $57.93 | Acquired | 510 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 6 | $57.93 | Acquired | 510 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 2 | $58.76 | Acquired | 432 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 2 | $58.76 | Acquired | 513 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 2 | $58.76 | Acquired | 512 | Indirect |
| 2018-12-24 | Class A Common Stock | P | 2 | $58.76 | Acquired | 512 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 641 | $58.0105 | Acquired | 98869 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 1 | $57.99 | Acquired | 89 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 6 | $57.99 | Acquired | 438 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 8 | $57.99 | Acquired | 521 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 8 | $57.99 | Acquired | 520 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 8 | $57.99 | Acquired | 520 | Indirect |
| 2018-12-26 | Class A Common Stock | P | 1 | $58.58 | Acquired | 439 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5524 | Indirect |
| Class A Common Stock | 49811 | Indirect |
| Class A Common Stock | 11750 | Indirect |
| Class A Common Stock | 32369 | Indirect |
| Class A Common Stock | 3162 | Indirect |
| Class A Common Stock | 7104 | Indirect |
| Class A Common Stock | 677 | Indirect |
| Class A Common Stock | 9945 | Indirect |
| Class A Common Stock | 2983 | Indirect |
| Class A Common Stock | 677 | Indirect |
| Class A Common Stock | 8570 | Indirect |
| Class A Common Stock | 4357 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (6435) | 6435 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (89105) | 89105 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (11750) | 11750 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (51283) | 51283 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (58586) | 58586 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2332) | 2332 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (7104) | 7104 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (790) | 790 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (9945) | 9945 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2152) | 2152 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (790) | 790 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (8570) | 8570 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3528) | 3528 | Indirect |
Footnotes
F1: Shares purchased pursuant to 10b5-1 plan
F2: 2018-Dec-24 -Block 1 Weighted Average- Share Price represents average price between $57.35 and $58.33.
F3: 2018-Dec-24 -Block 2 Weighted Average- Share Price represents average price between $58.41 and $59.15.
F4: 2018-Dec-26 -Block 1 Weighted Average- Share Price represents average price between $57.52 and $58.44.
F5: 2018-Dec-26 -Block 2 Weighted Average- Share Price represents average price between $58.56 and $58.65.
F6: Reporting Person disclaims beneficial ownership of all such shares.
F7: N/A