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HYSTER-YALE, INC. Director's Dealing 2017

Feb 13, 2017

32599_dirs_2017-02-13_c7f1f6d5-9cdd-49df-a712-1463335e74dc.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-12-31

Reporting Person: RANKIN CLAIBORNE R JR (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-22 Class A Common Stock G 100 Acquired 10631 Indirect
2016-12-22 Class A Common Stock G 199 Acquired 199 Indirect
2016-12-22 Class A Common Stock G 100 Acquired 10631 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-22 Class B Common Stock $ G 100 Acquired Class A Common Stock (100) Indirect
2016-12-22 Class B Common Stock $ G 199 Acquired Class A Common Stock (199) Indirect
2016-12-22 Class B Common Stock $ G 100 Acquired Class A Common Stock (100) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 769 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (10027) 10027 Indirect

Footnotes

F1: N/A