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HYSTER-YALE, INC. — Director's Dealing 2017
Apr 5, 2017
32599_dirs_2017-04-05_6cb76ad0-4c71-4c8e-8131-1e635a427a4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2017-02-08
Reporting Person: TAPLIN BRITTON T (Director, Director/Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-08 | Class A Common Stock | J | 882 | — | Acquired | 8605 | Indirect |
| 2017-04-03 | Class A Common Stock | A | 452 | — | Acquired | 9057 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-08 | Class B Common Stock | $ | J | 1958 | Acquired | Class A Common Stock (1958) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 66939 | Indirect |
| Class A Common Stock | 29740 | Direct |
| Class A Common Stock | 5755 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (33539) | 33539 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (5755) | 5755 | Indirect |
Footnotes
F1: Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1
F2: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F3: Reporting Person disclaims beneficial ownership of all such shares.
F4: N/A
F5: Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1
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