HYSTER-YALE, INC. — Director's Dealing 2017

Feb 13, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-12-31

Reporting Person: BUTLER JOHN C JR (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-22	Class A Common Stock	G	100	—	Acquired	12303	Indirect
2016-12-22	Class A Common Stock	G	199	—	Acquired	8048	Indirect
2016-12-22	Class A Common Stock	G	199	—	Acquired	8204	Indirect
2016-12-22	Class A Common Stock	G	199	—	Acquired	12303	Indirect
2016-12-22	Class A Common Stock	G	199	—	Acquired	7471	Indirect
2016-12-22	Class A Common Stock	G	199	—	Acquired	8048	Indirect
2016-12-22	Class A Common Stock	G	199	—	Disposed	12303	Indirect
2016-12-22	Class A Common Stock	G	199	—	Acquired	8204	Indirect
2016-12-22	Class A Common Stock	G	199	—	Disposed	12303	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-22	Class B Common Stock	$	G	100	Acquired		Class A Common Stock (100)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Acquired		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Acquired		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Acquired		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Acquired		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Disposed		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Acquired		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Disposed		Class A Common Stock (199)	Indirect
2016-12-22	Class B Common Stock	$	G	199	Acquired		Class A Common Stock (199)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	4513	Indirect
Class A Common Stock	4357	Indirect
Class A Common Stock	1154	Indirect
Class A Common Stock	49811	Indirect
Class A Common Stock	32369	Indirect
Class A Common Stock	80066	Indirect
Class A Common Stock	0	Direct
Class A Common Stock	2800	Indirect
Class A Common Stock	23112	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (3683)	3683	Indirect
Class B Common Stock	$		Class A Common Stock (3527)	3527	Indirect
Class B Common Stock	$		Class A Common Stock (1344)	1344	Indirect
Class B Common Stock	$		Class A Common Stock (89105)	89105	Indirect
Class B Common Stock	$		Class A Common Stock (51283)	51283	Indirect
Class B Common Stock	$		Class A Common Stock (58586)	58586	Indirect
Class B Common Stock	$		Class A Common Stock (2800)	2800	Indirect
Class B Common Stock	$		Class A Common Stock (17262)	17262	Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: N/A