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HYSTER-YALE, INC. Director's Dealing 2017

Oct 4, 2017

32599_dirs_2017-10-04_00da192e-cf05-4bf3-9397-be302950e77b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2017-08-15

Reporting Person: Taplin DiAhn (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-15 Class A Common Stock W 22313 Acquired 89252 Indirect
2017-10-02 Class A Common Stock A 390 Acquired 9850 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 29740 Indirect
Class A Common Stock 5755 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (33539) 33539 Indirect
Class B Common Stock $ Class A Common Stock (1958) 1958 Indirect
Class B Common Stock $ Class A Common Stock (5755) 5755 Direct

Footnotes

F1: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: N/A