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HYSTER-YALE, INC. — Director's Dealing 2017
Mar 1, 2017
32599_dirs_2017-03-01_23ac98d3-8723-42a6-9b68-9d4f719535bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-03-01
Reporting Person: BITTENBENDER CHARLES A (VP, GC and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Class A Common Stock | J | 22427 | — | Disposed | 1204 | Direct |
| 2016-03-01 | Class A Common Stock | J | 22427 | — | Acquired | 31210 | Indirect |
| 2017-02-27 | Class A Common Stock | M | 1528 | — | Acquired | 32738 | Indirect |
| 2017-02-27 | Class A Common Stock | F | 55 | $60.925 | Disposed | 32683 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 162 | Indirect |
| Class A Common Stock | 12800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (0) | 0 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (0) | 0 | Direct |
Footnotes
F1: mere change in form of ownership
F2: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F3: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F4: Reporting Person disclaims beneficial ownership of all such shares.
F5: N/A
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