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HYSTER-YALE, INC. Director's Dealing 2017

Jan 5, 2017

32599_dirs_2017-01-05_231ee20b-1c05-475b-a4ef-c5e5b548c9f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2017-01-03

Reporting Person: Taplin DiAhn (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-03 Class A Common Stock A 412 Acquired 7723 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 66939 Indirect
Class A Common Stock 29740 Indirect
Class A Common Stock 5755 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (33539) 33539 Indirect
Class B Common Stock $ Class A Common Stock (5755) 5755 Direct

Footnotes

F1: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: N/A