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HYSTER-YALE, INC. Director's Dealing 2017

Feb 14, 2017

32599_dirs_2017-02-14_91e90668-b4e6-4044-8dc6-1099148913ba.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-12-31

Reporting Person: TAPLIN BEATRICE B (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-01 Class A Common Stock J 15700 Disposed 0 Indirect
2016-04-22 Class A Common Stock J 26000 Disposed 46140 Indirect
2016-04-22 Class A Common Stock J 26000 Acquired 202123 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 58775 Indirect
Class A Common Stock 18350 Indirect
Class A Common Stock 26250 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (40750) 40750 Indirect
Class B Common Stock $ Class A Common Stock (180383) 180383 Indirect
Class B Common Stock $ Class A Common Stock (26250) 26250 Indirect
Class B Common Stock $ Class A Common Stock (433140) 433140 Indirect

Footnotes

F1: Transfer pursuant to the terms of the 2012 Taplin Annuity Trust #2

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: N/A